Joe has worked in Financial Services for over 18 years and values the experience this brings. After originally joining Holden & Partners as a Paraplanner in 2017, Joe’s transition to Compliance and ultimately his appointment as Compliance Manager in July 2020 reflects his enthusiasm to continue to ensure that Holden & Partners offers great client solutions coupled with high business standards.

Outside of work

Away from work when not spending time with his family, Joe enjoys playing chess, listening to music and cycling.

Qualifications

Joe holds the Chartered Insurance Institute Diploma in Financial Planning and three Chartered Institute for Securities & Investments Compliance Certificates.

You can view Holden & Partners entry on the FCA Register by clicking here.

Qualifications

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DipFP – Diploma in Financial Planning

This qualification develops advanced technical knowledge and understanding across a broad range of key advisory areas.

ER1 – Equity Release

This examination assesses a knowledge and understanding of the different types of equity release products, risks to the consumer associated with equity release and application of suitable equity release solutions according to the circumstances of different customers.

Certificate in Discretionary Investment Management

Certificate in Discretionary Investment Management develops the wealth strategy and portfolio management skills required for effective discretionary investment management. The qualification satisfies the FCA appropriate qualification requirements for this class of business.

Certificate in Global Financial Compliance

The Global Financial Compliance qualification addresses techniques used to implement a successful compliance function in a firm. It provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It addresses international issues including the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.

Contact us

Whether it’s a question about your personal finances or how you can invest your wealth more ethically, we are here to help. Call us on 020 7812 1460, email info@holden-partners.co.uk or complete the form: